Compliance Analyst II
Globe Life Inc.

McKinney, Texas

Posted in Insurance
22 days ago


Job Info


The Compliance Analyst II, with guidance and support of Team Leads and relying on experience and judgement to plan and accomplish goals, will primarily file new and revised policies, riders, application forms and related outlines of coverage and advertising material for approval in all jurisdictions where the company is licensed to sell insurance. Implement newly approved forms on production systems. A Compliance Analyst should be able to process routine state objections without assistance, but may need assistance understanding more complicated issues. Requires 2-4 years of experience in the field. A college degree in a related area is preferred.
Primary Duties & Responsibilities

  • File new products, with guidance and support of Team Leads, along with required forms for state insurance departments for their review and approval utilizing SERFF.
  • Research regulations to determine validity of objections and prepare rebuttals and address objections with the assistance of the Team Lead.
  • Discuss and resolve problems with forms and language with state insurance department personnel and other Home Office personnel.
  • Keep Team Leads apprised of project and product status.
  • Proofread and edit policy forms, riders, applications, brochures or other related sales guides or materials.
  • Gather and provide information to Team Lead to submit to Actuarial and Policy Benefit Departments regarding changing benefits or policy provisions and request rate revisions if necessary.
  • Update and maintain NB09 screens with direction from Team Lead for existing and new products.
  • Update Product Approval spreadsheet when forms are assigned, filed and approved.
  • Review test material and data related to new product implementation.
  • Maintain submission and approval documentation.
  • Assist in preparation and submission of annual compliance filings.
  • Other duties as assigned.



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